KYC Guide for the Trading industry

Learn how to successfully balance compliance, pass rates and fraud protection

What’s in this guide?

  • Overview of trading regulations 
  • KYC for licensed and non-licensed brokers
  • Recommendations for building perfect verification flows 

Building verification flows for trading clients can be a strenuous task. After all, the customer’s experience with your product begins at verification. So, unless you make this process smooth, you’re bound to face high drop-off rates. At the same time, you must meet compliance requirements and perform proper KYC/AML verification. It can be a tough balance to achieve, especially for trading platforms. 

This guide will show you how to achieve this balance, going over the essentials of compliant, high-conversion verification flows.

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